Listhesis and Spinopelvic Inclination of Upper Instrumented Vertebra Region and the Implications on Proximal Junctional Kyphosis

  • Bassel G. Diebo
  • , Mariah Balmaceno-Criss
  • , Mohammad Daher
  • , Renaud Lafage
  • , Manjot Singh
  • , Christopher P. Ames
  • , Douglas Burton
  • , Stephen Lewis
  • , Eric O. Klineberg
  • , Robert Eastlack
  • , Munish Gupta
  • , Greg Mundis
  • , Jeffrey L. Gum
  • , D. Kojo Hamilton
  • , Richard Hostin
  • , Peter G. Passias
  • , Themistocles Protopsaltis
  • , Khaled Kebaish
  • , Christopher Shaffrey
  • , Justin S. Smith
  • Breton Line, Shay Bess, Han Jo Kim, Lawrence G. Lenke, Frank Schwab, Virginie Lafage, Alan H. Daniels

Research output: Contribution to journalArticlepeer-review

Abstract

Study Design. Retrospective analysis of prospective data. Objective. Evaluate the impact of radiographic and morphologic configuration of the uppermost instrumented vertebrae (UIV) region on proximal junctional kyphosis (PJK) rates. Background. Literature is limited on evaluation of the preoperative landing zone (UIV-1 to UIV +2 levels) and its impact on development of PJK. Methods. Adult ASD patients with native baseline thoracolumbar junction, postoperative UIV between T9-T12 and LIV extending to pelvis, and 2-year follow-up available were included. Landing zone was assessed on radiographs for Meyerding grade listhesis and posterior translation angle by 2 spine surgeons. Comparative analyses were performed on demographics, radiographic parameters, and PJK rates across patients with/without landing zone listhesis and above/below 15° UIV spinopelvic inclination (UIV SPi). Multivariable regression, accounting for listhesis, UIV SPi, PJK prophylaxis, age, osteoporosis, radiographic UIV quality (bridging osteophytes/degenerative disc disease) and change in PI-LL and SVA, was used to identify independent predictors of PJK. Results. Among 244 patients, mean age was 64.41 years, 73.0% were female, mean CCI was 1.97. In total, 30% had preoperative landing zone listhesis and 42% had posterior translation (41% with baseline posterior translation and 59% with iatrogenic translation). Listhesis patients had similar baseline and 2-year radiographic alignment but higher 2-year PJK rates (32.9% vs. 20.5%, P=0.04). UIV SPi>15° patients also had higher PJK (37.5% vs. 14.2%, P<0.01) and PJK reoperation (16.3% vs. 5.8%, P=0.01) rates. Patients with both listhesis and UIV SPi>15° had the highest PJK (45.5%, P=0.03) and PJK reoperation (21.1%, P=0.18) rates. Multivariable regression (R2=0.33) identified landing zone listhesis (coeff=1.0, P=0.01) and UIV SPi (coeff=-0.22, P<.001) to be predictive of PJK. Conclusions. Preoperative listhesis and postoperative posterior translation are independent predictors of 2-year PJK. These findings highlight the importance of meticulous selection of the UIV landing zone, with particular emphasis on preoperative listhesis and spinopelvic inclination. Level of Evidence. IV.

Original languageEnglish
Article number05484
JournalSpine
DOIs
StateAccepted/In press - 2025

Keywords

  • Alignment
  • Landing Zone
  • Listhesis
  • Proximal Junctional Kyphosis
  • Spinopelvic Inclination
  • Uppermost Instrumented Vertebrae

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